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RIA / WealthAdvisorCertified Financial Planner20 years in industry

TERRY A LAMN

Advisor at STONEMARK WEALTH MANAGEMENT

PASADENA, CA

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Search this name across graphsid dfx:ria:92f0dbb7-a2e8-7258-6b95-4553573c85df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEMARK WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 11, 2006
First registration: Mar 13, 2006
Dual registered: no
Other names: TERRY LAMMERT|T. LAMMERT|TERRY LAM|TERRY A LAMMERT|TERRY LAMMERT
IAPD individual key: 5084194

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEMARK WEALTH MANAGEMENT	Independent wealth	Aug 8, 2024	n/a	yes	PASADENA, CA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Jul 2, 2024	no	Westlake, TX\|Pasadena, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 13, 2011	Sep 7, 2023	no	PASADENA, CA\|PASADENA, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 13, 2011	Oct 14, 2022	no	Pasadena, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 24, 2011	Nov 11, 2011	no	DIAMOND BAR, CA\|NEWPORT BEACH, CA\|DIAMOND BAR, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 5, 2007	Sep 23, 2011	no	PASADENA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 13, 2006	Dec 13, 2006	no	CITY OF INDUSTRY, CA\|LA PUENTE, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	STONEMARK WEALTH MANAGEMENT	Jul 2, 2024	Aug 8, 2024	37	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Dec 13, 2011	-3,958	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Nov 11, 2011	Dec 13, 2011	32	Firm change	Wirehouse to new firm
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 23, 2011	Oct 24, 2011	31	Firm change	Ibd to wirehouse
WELLS FARGO INVESTMENTS, LLC	STRATEGIC ADVISERS LLC	Dec 13, 2006	Dec 5, 2007	357	Firm change	Other

Relationships

Registered with (7)

→ STONEMARK WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 8, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Jul 2, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2011 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 13, 2011 to Oct 14, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 24, 2011 to Nov 11, 2011factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 5, 2007 to Sep 23, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 13, 2006 to Dec 13, 2006factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
Terry A Lamn left Charles Schwab & Co., Inc. for Stonemark Wealth Management (registered 2024-08-08)
Form ADVobserved 6 days ago