DFX Intelligence

T••••• H••••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T••••• H••••••• E•••••

Advisor at M••••• G••••• A••••••• I•••

San Francisco, CA | DENVER, CO

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Search this name across graphsid dfx:ria:930ba6b2-9946-38f4-35fe-c322c18e8d12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	I•••••••••_WEALTH	Jun 30, 2026	n/a	yes	DENVER, CO\|San Francisco, CA	Current employment
M••••••	Bd affiliated wealth	Jul 25, 2022	Jan 7, 2026	no	Highlands Ranch, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M••••• G••••• A••••••• I•••	Jan 7, 2026	Jun 30, 2026	174	Firm change	Ibd to RIA
O••••• I••••••••• A••••••• L••	M••••••	Oct 5, 2022	Jul 25, 2022

Relationships

Registered with (6)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Jul 25, 2022 to Jan 7, 2026factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 9, 2021 to Oct 5, 2022factForm ADV
→ A•••••• W••••• A•••••••

Dated events

Occurred
Jan 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:930ba6b2-9946-38f4-35fe-c322c18e8d12
First observed: Feb 24, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.