RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• H••••••• E•••••
- M••••• G••••• A••••••• I••• i••••••••• wealth currentsince Jun 30, 2026 · Denver, Co
- M•••••• BD affiliatedJul 25, 2022 to Jan 7, 2026 · Highlands Ranch, Co
- O••••• I••••••••• A••••••• L•• i••••••••• wealthDec 9, 2021 to Oct 5, 2022 · Denver, Co
- A•••••• W••••• A••••••• formerAug 17, 2018 to Oct 1, 2021 · Manassas, Va
- I••••••••• W••••• N••••••• I••• i••••••••• wealthFeb 2, 2018 to Apr 6, 2018 · Hagerstown, Md
- I••••••••• A••••••• C••• formerFeb 24, 2017 to Dec 31, 2017 · Hagerstown, Md
- M•••••• to M••••• G••••• A••••••• I•••left Jan 7, 2026, registered Jun 30, 2026 (174 days) · Affiliated broker-dealer or bank to independent RIA
- O••••• I••••••••• A••••••• L•• to M••••••left Oct 5, 2022, registered Jul 25, 2022 (-72 days) · RIA to affiliated broker-dealer or bank
- A•••••• W••••• A••••••• to O••••• I••••••••• A••••••• L••left Oct 1, 2021, registered Dec 9, 2021 (69 days) · RIA to a newly registered adviser
- I••••••••• W••••• N••••••• I••• to A•••••• W••••• A•••••••left Apr 6, 2018, registered Aug 17, 2018 (133 days) · RIA to RIA
- I••••••••• A••••••• C••• to I••••••••• W••••• N••••••• I•••left Dec 31, 2017, registered Feb 2, 2018 (33 days) · Other
- T••••• H••••••• E••••• left Mariner for M••••• G••••• A••••••• I••• (registered 2026-06-30)Jan 7, 2026 · Advisor changed firm · fact
- T••••• H••••••• E••••• left O••••• I••••••••• A••••••• L•• for Mariner (registered 2022-07-25)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address