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RIA / WealthAdvisor42 years in industry

MICHAEL CHARLES MOLLER

Advisor at DSM FINANCIAL L.L.C.

URBANDALE, IA

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Search this name across graphsid dfx:ria:9324fe93-eec8-96bd-6bbf-4c99f53b3d50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DSM FINANCIAL L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 30, 1987
First registration: Jan 15, 2004
Dual registered: no
Other names: MIKE MOLLER
IAPD individual key: 1157546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DSM FINANCIAL L.L.C.	State registered	Jul 15, 2019	n/a	yes	URBANDALE, IA	Current employment
CREATIVEONE WEALTH, LLC	Independent wealth	Sep 13, 2017	Jul 12, 2019	no	ANKENY, IA\|OVERLAND PARK, KS	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 2, 2016	Sep 19, 2017	no	Urbandale, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Apr 1, 2009	Sep 1, 2016	no	URBANDALE, IA\|OVERLAND PARK, KS\|DRIPPING SPRINGS, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jul 1, 2004	Apr 6, 2009	no	URBANDALE, IA	Previous registration
STEELE CAPITAL MANAGEMENT, INC.	Independent wealth	Jan 15, 2004	Aug 26, 2004	no	CLIVE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVEONE WEALTH, LLC	DSM FINANCIAL L.L.C.	Jul 12, 2019	Jul 15, 2019	3	Firm change	RIA to state RIA
SUMMIT FINANCIAL GROUP INC	CREATIVEONE WEALTH, LLC	Sep 19, 2017	Sep 13, 2017	-6	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 2, 2016	1	Bulk transfer	Other
NFP ADVISOR SERVICES, LLC	VSR ADVISORY SERVICES	Apr 6, 2009	Apr 1, 2009	-5	Firm change	Other
STEELE CAPITAL MANAGEMENT, INC.	NFP ADVISOR SERVICES, LLC	Aug 26, 2004	Jul 1, 2004	-56	Firm change after gap	Other

Relationships

Registered with (6)

→ DSM FINANCIAL L.L.C.Registered adviserregistration: current employment
Jul 15, 2019 to presentfactForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Sep 13, 2017 to Jul 12, 2019factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 2, 2016 to Sep 19, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 1, 2009 to Sep 1, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jul 1, 2004 to Apr 6, 2009factForm ADV
→ STEELE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 15, 2004 to Aug 26, 2004factForm ADV

Dated events

No dated event names this entity yet.