DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••••• A•••••••• L••
AUSTIN, TX | LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | AUSTIN, TX|LAKE OSWEGO, OR | Current employment |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Jan 23, 2017 | Nov 3, 2025 | no | LAKE OSWEGO, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | I•••••••• A•••••••• L•• | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| P••• A••••• S••••••••• L•• | L••• S••••• A•••••••• L•• | Jan 23, 2017 | Jan 23, 2017 |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Oct 10, 2013 | Jan 23, 2017 | no | LAKE OSWEGO, OR | Previous registration |
| G••••• C••••••• L•• | Independent wealth | Dec 1, 2004 | Sep 21, 2012 | no | BEAVERTON, OR|LAKE OSWEGO, OR | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 22, 2004 | Sep 30, 2004 | no | PORTLAND, OR | Previous registration |
| 0 |
| Firm change |
| Other |
| G••••• C••••••• L•• | P••• A••••• S••••••••• L•• | Sep 21, 2012 | Oct 10, 2013 | 384 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | G••••• C••••••• L•• | Sep 30, 2004 | Dec 1, 2004 | 62 | Firm change | Other |