DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Nels Dukart
Feed of 09/15/2026
At current firm
0 y
since Nov 3, 2025
In the industry
25 y
since Aug 24, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Nov 3, 2025 · Austin, Tx
- Lion Street Advisors, LLC formerJan 23, 2017 to Nov 3, 2025 · Lake Oswego, Or
- Park Avenue Securities LLC BD affiliatedOct 10, 2013 to Jan 23, 2017 · Lake Oswego, Or
- Grange Capital, LLC independent RIADec 1, 2004 to Sep 21, 2012 · Beaverton, Or
- UBS Financial Services Inc. wirehouseJan 22, 2004 to Sep 30, 2004 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Lion Street Advisors, LLC to Integrity Alliance, LLCleft Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- Park Avenue Securities LLC to Lion Street Advisors, LLCleft Jan 23, 2017, registered Jan 23, 2017 (0 days) · Other
- Grange Capital, LLC to Park Avenue Securities LLCleft Sep 21, 2012, registered Oct 10, 2013 (384 days) · Other
- UBS Financial Services Inc. to Grange Capital, LLCleft Sep 30, 2004, registered Dec 1, 2004 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address