DFX Intelligence

J•••• M•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J•••• M•••••• A•••••••

Advisor at C••••••• W••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:9378fd69-d58e-3439-c505-4e8496d33339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Apr 4, 2025	n/a	yes	DENVER, CO	Current employment
S••••••••• P•••••• C•••••• M••••••••• L••	Other adviser	Aug 30, 2021	Apr 7, 2025	no	COLUMBIA, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• P•••••• C•••••• M••••••••• L••	C••••••• W••••• A••••••• L••	Apr 7, 2025	Apr 4, 2025	-3	Firm change	RIA to RIA
E••••• C•••••• M••••••••• L••	S••••••••• P•••••• C•••••• M••••••••• L••	Aug 27, 2021	Aug 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
165306:330057:SC:2025-04-07	Apr 7, 2025	Apr 4, 2025	COLUMBIA, SC	Firm change

Relationships

Registered with (5)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2021 to Apr 7, 2025factForm ADV
→ E••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 20, 2019 to Aug 27, 2021factForm ADV
→ K••••• A••••••• S•••••••• L••

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9378fd69-d58e-3439-c505-4e8496d33339
First observed: Jan 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.