DFX Intelligence

J•••••• P••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••••• P••• L•••••

Advisor at P•• W••••• M•••••••••

TOLEDO, OH

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Search this name across graphsid dfx:ria:937c56f2-36de-4894-5102-70c3e17c83f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 24, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Jul 16, 2026	n/a	yes	TOLEDO, OH\|TOLEDO, OH\|TOLEDO, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 14, 2023	Jul 31, 2026	no	PHILADELPHIA, PA\|MAUMEE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P•• W••••• M•••••••••	Jul 31, 2026	Jul 16, 2026	-15	Firm change	Ibd to ibd
C••••••• S••••••••• I•••	L•• F•••••••• L••	Jul 10, 2023	Jul 14, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
39550:6413:OH:2023-07-07	Jul 10, 2023	Jul 14, 2023	EAST TOLEDO, OH	Firm change

Relationships

Registered with (4)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 14, 2023 to Jul 31, 2026factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2022 to Jul 10, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:937c56f2-36de-4894-5102-70c3e17c83f9
First observed: Mar 24, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.