DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Paul Little
Feed of 09/14/2026
Also filed as Jeffrey Little
At current firm
0 y
since Jul 16, 2026
In the industry
13 y
since Jul 3, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Jul 16, 2026 · Toledo, Oh
- LPL Financial LLC BD affiliatedJul 14, 2023 to Jul 31, 2026 · Philadelphia, Pa
- Citizens Securities, Inc. BD affiliatedSep 20, 2022 to Jul 10, 2023 · Sylvania, Oh
- MML Investors Services, LLC BD affiliatedMar 24, 2022 to Sep 23, 2022 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Pnc Wealth Managementleft Jul 31, 2026, registered Jul 16, 2026 (-15 days) · Affiliated broker-dealer or bank to another
- Citizens Securities, Inc. to LPL Financial LLCleft Jul 10, 2023, registered Jul 14, 2023 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- MML Investors Services, LLC to Citizens Securities, Inc.left Sep 23, 2022, registered Sep 20, 2022 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- Jeffrey Paul Little left Lpl Financial Llc for Pnc Wealth Management (registered 2026-07-16)Jul 31, 2026 · Advisor changed firm · fact
- Jeffrey Paul Little left Citizens Securities, Inc. for Lpl Financial Llc (registered 2023-07-14)Jul 10, 2023 · Advisor changed firm · fact
- Jeffrey Paul Little left Mml Investors Services, Llc for Citizens Securities, Inc. (registered 2022-09-20)Sep 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address