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RIA / WealthAdvisor20 years in industry

WILLIAM S ROGERS

Advisor at BEACON CAPITAL MANAGEMENT, LLC

FRANKLIN, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 25, 2006
First registration: Aug 29, 2006
Dual registered: no
Other names: WILLIAM S ROGERS|WILLIAM SLADE ROGERS|BILL S ROGERS
IAPD individual key: 4329395

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 16, 2016	n/a	yes	FRANKLIN, TN	Current employment
KALOS MANAGEMENT	Former SEC adviser	Feb 11, 2015	Aug 23, 2016	no	JACKSONVILLE, FL\|PONTE VEDRA BEACH, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Mar 27, 2012	Feb 21, 2013	no	ASHEVILLE, NC\|LYNNFIELD, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 20, 2009	Apr 8, 2010	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 29, 2006	Dec 10, 2008	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KALOS MANAGEMENT	BEACON CAPITAL MANAGEMENT, LLC	Aug 23, 2016	Aug 16, 2016	-7	Firm change	Other
INVESTORS CAPITAL ADVISORY	KALOS MANAGEMENT	Feb 21, 2013	Feb 11, 2015	720	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVESTORS CAPITAL ADVISORY	Apr 8, 2010	Mar 27, 2012	719	Firm change after gap	Other

Relationships

Registered with (4)

→ BEACON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 16, 2016 to presentfactForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Feb 11, 2015 to Aug 23, 2016factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Mar 27, 2012 to Feb 21, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 20, 2009 to Apr 8, 2010factForm ADV

Dated events

No dated event names this entity yet.