DFX Intelligence
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Advisor at O•••• A••••••• S•••••••• L••
Auburn, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Auburn, AL | Current employment |
| A•••• P•••• A••••••• | Former SEC adviser | Mar 6, 2020 | Nov 8, 2024 | no | AUBURN, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• P•••• A••••••• | O•••• A••••••• S•••••••• L•• | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| O•••• F•• I••• | A•••• P•••• A••••••• | Mar 6, 2020 | Mar 6, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:282899:AL:2016-07-07 | Jul 7, 2016 | Jul 7, 2016 | AUBURN, AL | Firm change |
| O•••• F•• I••• |
| Former SEC adviser |
| May 5, 2017 |
| Mar 6, 2020 |
| no |
| OPELIKA, AL |
| Previous registration |
| I•••••• A••••••• | Independent wealth | Jul 7, 2016 | May 11, 2017 | no | Auburn, AL|MONTGOMERY, AL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 12, 2015 | Jul 7, 2016 | no | MONTGOMERY, AL|AUBURN, AL | Previous registration |
| Firm change |
| Ibd to ibd |
| I•••••• A••••••• | O•••• F•• I••• | May 11, 2017 | May 5, 2017 | -6 | Firm change | Other |
| L•• F•••••••• L•• | I•••••• A••••••• | Jul 7, 2016 | Jul 7, 2016 | 0 | Firm change | Other |