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J••••• F•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••••• F•••••• M••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Clinton, MA

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Search this name across graphsid dfx:ria:93b0c929-ee1b-ea10-a55b-4e489fc48bfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Mar 13, 2025	n/a	yes	Clinton, MA\|SUMMIT, NJ	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	May 13, 2021	Feb 14, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	S••••••••• W•••••	Feb 14, 2025	Mar 13, 2025	27	Bulk transfer	Other
A• W••••• M••••••••• L••	L•••••• A•••• M•••••••••	May 4, 2021

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Mar 13, 2025 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
May 13, 2021 to Feb 14, 2025factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 28, 2018 to May 4, 2021factForm ADV
→ M•••••• F•••••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93b0c929-ee1b-ea10-a55b-4e489fc48bfe
First observed: Feb 5, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.