RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••••••• W••••• mixed wealth currentsince Mar 13, 2025 · Clinton, Ma
- L•••••• A•••• M••••••••• formerMay 13, 2021 to Feb 14, 2025 · Hudson, Ma
- A• W••••• M••••••••• L•• BD affiliatedMar 28, 2018 to May 4, 2021 · Hudson, Ma
- M•••••• F•••••••• M••••••••• unclassifiedFeb 5, 2013 to Dec 31, 2017 · Hudson, Ma
- L•••••• A•••• M••••••••• to S••••••••• W•••••left Feb 14, 2025, registered Mar 13, 2025 (27 days) · corporate re-registration, not a move
- A• W••••• M••••••••• L•• to L•••••• A•••• M•••••••••left May 4, 2021, registered May 13, 2021 (9 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• F•••••••• M••••••••• to A• W••••• M••••••••• L••left Dec 31, 2017, registered Mar 28, 2018 (87 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address