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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

STEVEN ROGER CROSS

Advisor at LIFEMARK SECURITIES CORP.

Ocala, FL | Marietta, GA

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Search this name across graphsid dfx:ria:93c0441a-a878-7ddd-71f7-6810a13672e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFEMARK SECURITIES CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 7, 1986
First registration: Feb 20, 2003
Dual registered: yes, broker-dealer
Other names: STEVEN R CROSS
IAPD individual key: 1131678

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Nov 16, 2018	n/a	yes	Ocala, FL\|Marietta, GA	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Jan 5, 2016	Nov 6, 2018	no	MARIETTA, GA\|NORTH CHARLESTON, SC\|OCALA, FL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 2, 2015	Dec 31, 2015	no	MARIETTA, GA\|FT. LAUDERDALE, FL\|MARIETTA, GA	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Feb 6, 2013	Dec 31, 2014	no	MARIETTA, GA\|MARIETTA, GA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Feb 20, 2003	Feb 7, 2013	no	ATLANTA, GA\|ATLANTA, GA\|MARIETTA, GA\|ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	LIFEMARK SECURITIES CORP.	Nov 6, 2018	Nov 16, 2018	10	Firm change	Ibd to RIA
KOVACK ADVISORS, INC.	FORESTERS EQUITY SERVICES, INC.	Dec 31, 2015	Jan 5, 2016	5	Firm change	Other
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	KOVACK ADVISORS, INC.	Dec 31, 2014	Jan 2, 2015	2	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Feb 7, 2013	Feb 6, 2013	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18464:16204:FL:2018-10-29	Nov 6, 2018	Nov 16, 2018	OCALA, FL	Firm change

Relationships

Registered with (5)

→ LIFEMARK SECURITIES CORP.Registered adviserregistration: current employment
Nov 16, 2018 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Nov 6, 2018factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Dec 31, 2015factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Feb 6, 2013 to Dec 31, 2014factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 20, 2003 to Feb 7, 2013factForm ADV

Dated events

No dated event names this entity yet.