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RIA / WealthAdvisor25 years in industry

JAMES GORDON MILLER

Advisor at BAOBAB WEALTH MANAGEMENT

NOKOMIS, FL | Anchorage, AK

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Search this name across graphsid dfx:ria:93c52234-e841-c9f7-ccb3-338c0b6d1db4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAOBAB WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Feb 19, 2015
First registration: Jan 2, 2001
Dual registered: no
Other names: JAMES GORDON MILLER|JIMMY GORDON MILLER
IAPD individual key: 4277523

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAOBAB WEALTH MANAGEMENT	State registered	Apr 4, 2025	n/a	yes	Anchorage, AK\|NOKOMIS, FL	Current employment
ASCENTIS INDEPENDENT ADVISORS, LLC	Independent wealth	Aug 26, 2022	Apr 11, 2025	no	Nokomis, FL\|Anchorage, AK\|DALLAS, TX\|Nokomis, FL	Previous registration
INTERVEST INTERNATIONAL, INC.	Former SEC adviser	Mar 10, 2015	Nov 9, 2022	no	ANCHORAGE, AK\|COLORADO SPRINGS, CO\|Honolulu, HI	Previous registration
AST INVESTMENT SERVICES, INC.	Asset manager	Jan 6, 2009	Feb 16, 2010	no	SHELTON, CT	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 5, 2006	Jan 9, 2008	no	ALBANY, NY\|DENVER, CO\|AURORA, CO	Previous registration
WADDELL & REED	Former SEC adviser	Jan 2, 2001	May 1, 2006	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASCENTIS INDEPENDENT ADVISORS, LLC	BAOBAB WEALTH MANAGEMENT	Apr 11, 2025	Apr 4, 2025	-7	Firm change	RIA to state RIA
INTERVEST INTERNATIONAL, INC.	ASCENTIS INDEPENDENT ADVISORS, LLC	Nov 9, 2022	Aug 26, 2022	-75	Firm change after gap	RIA to RIA
AST INVESTMENT SERVICES, INC.	INTERVEST INTERNATIONAL, INC.	Feb 16, 2010	Mar 10, 2015	1,848	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	AST INVESTMENT SERVICES, INC.	Jan 9, 2008	Jan 6, 2009	363	Firm change	Other
WADDELL & REED	VOYA FINANCIAL ADVISORS, INC.	May 1, 2006	May 5, 2006	4	Firm change	Other

Relationships

Registered with (6)

→ BAOBAB WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 26, 2022 to Apr 11, 2025factForm ADV
→ INTERVEST INTERNATIONAL, INC.Registered adviserregistration: previous registration
Mar 10, 2015 to Nov 9, 2022factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 6, 2009 to Feb 16, 2010factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 5, 2006 to Jan 9, 2008factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 2, 2001 to May 1, 2006factForm ADV

Dated events

Occurred
Apr 11, 2025
Advisor changed firm
James Gordon Miller left Ascentis Independent Advisors, Llc for Baobab Wealth Management (registered 2025-04-04)
Form ADVobserved 4 days ago
Occurred
Nov 9, 2022
Advisor changed firm
James Gordon Miller left Intervest International, Inc. for Ascentis Independent Advisors, Llc (registered 2022-08-26)
Form ADVobserved 4 days ago