DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• G••••• M•••••

B••••• W••••• M•••••••••state registeredNokomis, Fl IA-onlyIAPD 4277523

Feed of 09/14/2026

Also filed as J•••• G••••• M•••••

At current firm

1 y

since Apr 4, 2025

In the industry

25 y

since Jan 2, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• W••••• M••••••••• state registered current
since Apr 4, 2025 · Anchorage, Ak
A••••••• I••••••••• A•••••••• L•• i••••••••• wealth
Aug 26, 2022 to Apr 11, 2025 · Nokomis, Fl
I•••••••• I••••••••• I••• former
Mar 10, 2015 to Nov 9, 2022 · Anchorage, Ak
A•• I••••••••• S•••••••• I••• asset manager
Jan 6, 2009 to Feb 16, 2010 · Shelton, Ct
V••• F•••••••• A•••••••• I••• BD affiliated
May 5, 2006 to Jan 9, 2008 · Albany, Ny
W•••••• • R••• former
Jan 2, 2001 to May 1, 2006 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

A••••••• I••••••••• A•••••••• L•• to B••••• W••••• M•••••••••
left Apr 11, 2025, registered Apr 4, 2025 (-7 days) · RIA to a state-registered adviser
I•••••••• I••••••••• I••• to A••••••• I••••••••• A•••••••• L••
left Nov 9, 2022, registered Aug 26, 2022 (-75 days) · RIA to RIA
A•• I••••••••• S•••••••• I••• to I•••••••• I••••••••• I•••
left Feb 16, 2010, registered Mar 10, 2015 (1848 days) · Other
V••• F•••••••• A•••••••• I••• to A•• I••••••••• S•••••••• I•••
left Jan 9, 2008, registered Jan 6, 2009 (363 days) · Other
W•••••• • R••• to V••• F•••••••• A•••••••• I•••
left May 1, 2006, registered May 5, 2006 (4 days) · Other

Signals

J•••• G••••• M••••• left A••••••• I••••••••• A•••••••• L•• for B••••• W••••• M••••••••• (registered 2025-04-04)
Apr 11, 2025 · Advisor changed firm · fact
J•••• G••••• M••••• left I•••••••• I••••••••• I••• for A••••••• I••••••••• A•••••••• L•• (registered 2022-08-26)
Nov 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address