DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PRIVATE ADVISOR GROUP, LLC
MONTVILLE, NJ | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jan 7, 2014 | n/a | yes | MONTVILLE, NJ|MORRISTOWN, NJ | Current employment |
| U.S. FINANCIAL ADVISORS | Former SEC adviser | Sep 12, 2008 | Dec 2, 2013 | no | MONTVILLE, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 3, 2002 | Sep 17, 2008 | no | NEW YORK, NY|MONTVILLE, NJ|WOODBRIDGE, NJ|MONTVILLE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. FINANCIAL ADVISORS | PRIVATE ADVISOR GROUP, LLC | Dec 2, 2013 | Jan 7, 2014 | 36 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | U.S. FINANCIAL ADVISORS | Sep 17, 2008 | Sep 12, 2008 | -5 | Firm change | Other |