DFX Intelligence

C•••••• M••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C•••••• M••••• H••••••

Advisor at F••••••

Springfield, MO | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:93e14bdd-1bde-90e3-aeb1-ec9641605f73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 31, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jan 13, 2025	n/a	yes	Springfield, MO\|SAN FRANCISCO, CA	Current employment
S••••••••• A•••• M••••••••• L••	Former SEC adviser	Sep 5, 2013	Jan 7, 2025	no	SPRINGFIELD, MO\|SPRINGFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••• M••••••••• L••	F••••••	Jan 7, 2025	Jan 13, 2025	6	Firm change	RIA to RIA
W•••• F•••• A•••••••	S••••••••• A•••• M••••••••• L••	Sep 6, 2013	Sep 5, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
147578:302050:MO:2025-01-07	Jan 7, 2025	Jan 13, 2025	SPRINGFIELD, MO	Firm change

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 5, 2013 to Jan 7, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 20, 2009 to Sep 6, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e14bdd-1bde-90e3-aeb1-ec9641605f73
First observed: Jul 31, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.