DFX Intelligence

J••••• H• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

J••••• H• S•••••••••

Advisor at B••• W••••• M••••••••• L••

SACRAMENTO, CA

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Search this name across graphsid dfx:ria:93e7ff5e-0ba1-4565-0f80-7576e67517fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• M••••••••• L••	Independent wealth	Aug 7, 2020	n/a	yes	SACRAMENTO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 16, 2019	Jul 14, 2020	no	LINCOLN HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••• W••••• M••••••••• L••	Jul 14, 2020	Aug 7, 2020	24	Firm change	Wirehouse to RIA
J••• M••••• P•••••• W••••• A••••••• L••	W•••• F•••• A•••••••	Jul 24, 2019	Aug 16, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
142502:108559:CA:2015-09-30	Oct 2, 2015	Oct 1, 2015	MENLO PARK, CA	Firm change

Relationships

Registered with (5)

→ B••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 7, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 16, 2019 to Jul 14, 2020factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Oct 1, 2015 to Jul 24, 2019factForm ADV
→ C••••••••• W••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93e7ff5e-0ba1-4565-0f80-7576e67517fa
First observed: Apr 20, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.