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Advisor at AURORA PRIVATE WEALTH, INC.
Rockaway, NJ | TOTOWA, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Aug 22, 2018 | n/a | yes | Rockaway, NJ|TOTOWA, NJ | Current employment |
| COMPREHENSIVE CAPITAL MANAGEMENT, INC. | Independent wealth | Mar 12, 2004 | Nov 2, 2020 | no | Rockaway, NJ | Previous registration |
| SUMMIT FINANCIAL RESOURCES INC | Former SEC adviser | Jun 13, 2002 | May 1, 2003 | no | PARSIPPANY, NJ | Previous registration |
| SUMMIT EQUITIES INC | Former SEC adviser | Jun 6, 2002 | May 1, 2003 | no | PARSIPPANY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPREHENSIVE CAPITAL MANAGEMENT, INC. | AURORA PRIVATE WEALTH, INC. | Nov 2, 2020 | Aug 22, 2018 | -803 | Firm change after gap | RIA to RIA |
| SUMMIT FINANCIAL RESOURCES INC | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | May 1, 2003 | Mar 12, 2004 | 316 | Firm change | Other |
| SUMMIT EQUITIES INC | SUMMIT FINANCIAL RESOURCES INC | May 1, 2003 | Jun 13, 2002 | -322 | Firm change after gap | Other |