RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• B••••
- A••••• P•••••• W•••••• I••• independent RIA currentsince Aug 22, 2018 · Rockaway, Nj
- C••••••••• C•••••• M••••••••• I••• independent RIAMar 12, 2004 to Nov 2, 2020 · Rockaway, Nj
- S••••• F•••••••• R•••••••• I•• formerJun 13, 2002 to May 1, 2003 · Parsippany, Nj
- S••••• E••••••• I•• formerJun 6, 2002 to May 1, 2003 · Parsippany, Nj
- C••••••••• C•••••• M••••••••• I••• to A••••• P•••••• W•••••• I•••left Nov 2, 2020, registered Aug 22, 2018 (-803 days) · RIA to RIA
- S••••• F•••••••• R•••••••• I•• to C••••••••• C•••••• M••••••••• I•••left May 1, 2003, registered Mar 12, 2004 (316 days) · Other
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left May 1, 2003, registered Jun 13, 2002 (-322 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address