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S••••• E••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

S••••• E••••• B•••••

Advisor at P•••• C•••••• F••••••••

NEW YORK, NY | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:942637a1-b611-e924-22f3-63ccf21817f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Dec 6, 2024	n/a	yes	NEW YORK, NY\|OVERLAND PARK, KS	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Oct 12, 2018	Dec 19, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	P•••• C•••••• F••••••••	Dec 19, 2024	Dec 6, 2024	-13	Firm change	RIA to RIA
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018

Relationships

Registered with (6)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Oct 12, 2018 to Dec 19, 2024factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 18, 2012 to Nov 1, 2018factForm ADV
→ W••• S••••• F•••••••• G••••• I••

Dated events

Occurred
Dec 19, 2024
Advisor changed firm
S••••• E••••• B••••• left E•••••• F•••••••• E•••••• for P•••• C•••••• F•••••••• (registered 2024-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:942637a1-b611-e924-22f3-63ccf21817f6
First observed: Jul 16, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.