DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stuart Edward Berrin
Feed of 09/15/2026
At current firm
1 y
since Dec 6, 2024
In the industry
39 y
since Jul 24, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Dec 6, 2024 · New York, Ny
- Edelman Financial Engines independent RIAOct 12, 2018 to Dec 19, 2024 · New York, Ny
- Edelman Financial Services, LLC formerMay 18, 2012 to Nov 1, 2018 · Saddle Brook, Nj
- Wall Street Financial Group, Inc formerNov 1, 2010 to Apr 27, 2012 · Victor, Ny
- Valic Financial Advisors, Inc. BD affiliatedMar 11, 2010 to Nov 15, 2010 · Latham, Ny
- Wall Street Financial Group, Inc formerDec 12, 2005 to Feb 19, 2010 · Livingston, Nj
- Asset & Financial Planning, Ltd formerJul 16, 2002 to Dec 21, 2005 · Norwalk, Ct
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Prime Capital Financialleft Dec 19, 2024, registered Dec 6, 2024 (-13 days) · RIA to RIA
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Oct 12, 2018 (-20 days) · corporate re-registration, not a move
- Wall Street Financial Group, Inc to Edelman Financial Services, LLCleft Apr 27, 2012, registered May 18, 2012 (21 days) · Other
- Valic Financial Advisors, Inc. to Wall Street Financial Group, Incleft Nov 15, 2010, registered Nov 1, 2010 (-14 days) · Other
- Wall Street Financial Group, Inc to Valic Financial Advisors, Inc.left Feb 19, 2010, registered Mar 11, 2010 (20 days) · Other
- Asset & Financial Planning, Ltd to Wall Street Financial Group, Incleft Dec 21, 2005, registered Dec 12, 2005 (-9 days) · Other
Signals
- Stuart Edward Berrin left Edelman Financial Engines for Prime Capital Financial (registered 2024-12-06)Dec 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address