DFX Intelligence

J•••••• T••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J•••••• T••• D•••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9442493f-a2a9-f6bc-e9ee-23bca4ebcd73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Jul 29, 2013	n/a	yes	HOUSTON, TX	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	Mar 3, 2005	Jul 17, 2013	no	FLOWER MOUND, TX\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	C•••• I••••••••• M••••••••• L••	Jul 17, 2013	Jul 29, 2013	12	Firm change	Other
T• A••••••••• I•••	C•••••••• M••••••••• G••••	Apr 27, 2004	Mar 3, 2005

Relationships

Registered with (3)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jul 29, 2013 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Mar 3, 2005 to Jul 17, 2013factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Sep 11, 2003 to Apr 27, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9442493f-a2a9-f6bc-e9ee-23bca4ebcd73
First observed: Sep 11, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.