DFX Intelligence

K•••• G•••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••• G•••••••• G••••••

Advisor at V••••••• A•••••••• I•••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:9451b501-c0d3-3861-5fec-b5aed18cb345

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 26, 2022	Aug 11, 2026	no	Scottsdale, AZ\|Westlake, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	V••••••• A•••••••• I•••	Aug 11, 2026	Sep 2, 2026	22	Firm change	Ibd to ibd
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Sep 7, 2023	Feb 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:106715:TX:2026-08-05	Aug 11, 2026	Sep 2, 2026	WESTLAKE, TX	Firm change
111514:7870:TX:2023-09-07	Sep 7, 2023	Feb 27, 2018	WESTLAKE, TX	Firm change after gap

Relationships

Registered with (6)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2022 to Aug 11, 2026factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9451b501-c0d3-3861-5fec-b5aed18cb345
First observed: Feb 4, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.