DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly Georgette Gromoll
Feed of 09/14/2026
Also filed as Kelly Georgette Kremm
At current firm
0 y
since Sep 2, 2026
In the industry
32 y
since Jul 7, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Sep 2, 2026 · Scottsdale, Az
- Charles Schwab & Co., Inc. national BDJan 26, 2022 to Aug 11, 2026 · Scottsdale, Az
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 14, 2022 · Mesa, Az
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 7, 2023 · Omaha, Ne
- Scottrade Investment Management formerApr 14, 2017 to Feb 26, 2018 · Saint Louis, Mo
- Eagle Strategies LLC BD affiliatedFeb 4, 2015 to Sep 22, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Vanguard Advisers, Inc.left Aug 11, 2026, registered Sep 2, 2026 (22 days) · Affiliated broker-dealer or bank to another · moved with a team
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- Eagle Strategies LLC to Scottrade Investment Managementleft Sep 22, 2015, registered Apr 14, 2017 (570 days) · Other
Signals
- Kelly Georgette Gromoll left Charles Schwab & Co., Inc. for Vanguard Advisers, Inc. (registered 2026-09-02)Aug 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address