RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• C•••••••• S•••••
- C••••••••• M••••••••• I••• other currentsince Jun 23, 2026 · Duluth, Ga
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 22, 2018 to May 1, 2019 · Greenwood, In
- E••••• J•••• national BDDec 20, 2016 to Nov 6, 2017 · Greenwood, In
- N••••••••• M••••• I••••••••• S••••••••• to C••••••••• M••••••••• I•••left May 1, 2019, registered Jun 23, 2026 (2610 days) · Other
- E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••left Nov 6, 2017, registered Mar 22, 2018 (136 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address