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RIA / WealthAdvisordual registered (broker-dealer)56 years in industry

Edwin Ambrose Day

Advisor at KCD FINANCIAL, INC.

BELLEVUE, WA | GREEN BAY, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KCD FINANCIAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1969earliest registration or exam on IAPD
Years in industry: 56derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 10
Exams: S65|S63
First exam: Jan 29, 1996
First registration: Nov 2, 2001
Dual registered: yes, broker-dealer
Other names: WIN DAY|ED DAY
IAPD individual key: 2469775

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KCD FINANCIAL, INC.	Independent wealth	Dec 27, 2018	n/a	yes	BELLEVUE, WA\|GREEN BAY, WI	Current employment
HERITAGE BENEFITS INVESTMENT MANAGEMENT, LLC	n/a	Jun 30, 2005	Dec 24, 2018	no	BELLEVUE, WV	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Dec 31, 2005	no	FAIRFIELD, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Nov 2, 2001	Mar 28, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE BENEFITS INVESTMENT MANAGEMENT, LLC	KCD FINANCIAL, INC.	Dec 24, 2018	Dec 27, 2018	3	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	HERITAGE BENEFITS INVESTMENT MANAGEMENT, LLC	Dec 31, 2005	Jun 30, 2005	-184	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ KCD FINANCIAL, INC.Registered adviserregistration: current employment
Dec 27, 2018 to presentfactForm ADV
→ HERITAGE BENEFITS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 30, 2005 to Dec 24, 2018factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Dec 31, 2005factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Nov 2, 2001 to Mar 28, 2005factForm ADV

Dated events

No dated event names this entity yet.