DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edwin Ambrose Day
Feed of 09/14/2026
Also filed as Win Day
At current firm
7 y
since Dec 27, 2018
In the industry
56 y
since Nov 1, 1969 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kcd Financial, Inc. independent RIA currentsince Dec 27, 2018 · Bellevue, Wa
- Heritage Benefits Investment Management, LLC unclassifiedJun 30, 2005 to Dec 24, 2018 · Bellevue, Wv
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 28, 2005 to Dec 31, 2005 · Fairfield, Ia
- Cambridge Investment Research, Inc. unclassifiedNov 2, 2001 to Mar 28, 2005 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- Heritage Benefits Investment Management, LLC to Kcd Financial, Inc.left Dec 24, 2018, registered Dec 27, 2018 (3 days) · Other
- Cambridge Investment Research Advisors, Inc. to Heritage Benefits Investment Management, LLCleft Dec 31, 2005, registered Jun 30, 2005 (-184 days) · Other
- Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 56derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address