A••• S••••

Advisor at C••••• I••••••••• A••••••• L••

FORT WAYNE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94a87e21-50f1-cd95-1715-7acd20d3e3ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 10, 2023	n/a	yes	FORT WAYNE, IN	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 27, 2022	Feb 20, 2023	no	Fort Wayne,, IN\|Fort Wayne,, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Feb 20, 2023	Apr 10, 2023	49	Firm change	Ibd to ibd
F•••••••• W••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 7, 2023	Jun 27, 2022

Relationships

Registered with (7)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 10, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2022 to Feb 20, 2023factForm ADV
→ F•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 20, 2021 to Feb 7, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
A••• S•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-04-10)
Form ADVobserved 7 days ago
Occurred
Feb 7, 2023
Advisor changed firm
A••• S•••• left F•••••••• W••••• A•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-06-27)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2022
Advisor changed firm
A••• S•••• left L•• F•••••••• L•• for F•••••••• W••••• A•••••••• L•• (registered 2021-07-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94a87e21-50f1-cd95-1715-7acd20d3e3ec
First observed: Mar 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.