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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

John Keegan Einspanier

Advisor at LEGACY ADVISORS, LLC

PLYMOUTH MEETING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f68ebc6b-817d-aef6-9c0f-d530f60d707c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEGACY ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 17, 2015
First registration: Nov 5, 2015
Dual registered: yes, broker-dealer
Other names: KEEGAN EINSPANIER
IAPD individual key: 6068763

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEGACY ADVISORS, LLC	Independent wealth	Jan 24, 2020	n/a	yes	PLYMOUTH MEETING, PA	Current employment
OAKWOOD CAPITAL MANAGEMENT LLC	Former SEC adviser	Sep 6, 2018	Nov 13, 2019	no	LOS ANGELES, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 11, 2017	Feb 15, 2018	no	LOS ANGELES, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 25, 2016	Aug 11, 2017	no	9757 Wilshire Blvd Ground Fl, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 25, 2016	Aug 11, 2017	no	Beverly Hills, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 5, 2015	Aug 2, 2016	no	JENKINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OAKWOOD CAPITAL MANAGEMENT LLC	LEGACY ADVISORS, LLC	Nov 13, 2019	Jan 24, 2020	72	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	OAKWOOD CAPITAL MANAGEMENT LLC	Feb 15, 2018	Sep 6, 2018	203	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Aug 11, 2017	Sep 11, 2017	31	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 11, 2017	Oct 25, 2016	-290	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Aug 2, 2016	Oct 25, 2016	84	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:CA:2017-07-28	Aug 11, 2017	Oct 25, 2016	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (6)

→ LEGACY ADVISORS, LLCRegistered adviserregistration: current employment
Jan 24, 2020 to presentfactForm ADV
→ OAKWOOD CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 6, 2018 to Nov 13, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 11, 2017 to Feb 15, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 25, 2016 to Aug 11, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 25, 2016 to Aug 11, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 5, 2015 to Aug 2, 2016factForm ADV

Dated events

No dated event names this entity yet.