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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
DULUTH, GA | Atlanta, GA | Tupelo, MS | ALPHARETTA, GA | Alpharetta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 1, 2014 | n/a | yes | ALPHARETTA, GA|Atlanta, GA|DULUTH, GA|Atlanta, GA|Alpharetta, GA|Tupelo, MS | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Dec 11, 2012 | Aug 28, 2014 | no | PEACHTREE CITY, GA|HUNTSVILLE, AL|PEACHTREE CITY, GA | Previous registration |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Mar 11, 2011 | Dec 4, 2012 | no | PEACHTREE CITY, GA | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 1, 2009 | Jan 31, 2011 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 28, 2014 | Aug 1, 2014 | -27 | Firm change | Other |
| VALMARK ADVISERS, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Dec 4, 2012 | Dec 11, 2012 | 7 | Firm change | Other |
| WADDELL & REED | VALMARK ADVISERS, INC. | Jan 31, 2011 | Mar 11, 2011 | 39 | Firm change | Other |