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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
TUSCALOOSA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 28, 2025 | n/a | yes | TUSCALOOSA, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 2, 2017 | Aug 12, 2025 | no | Tuscaloosa, AL|Tuscaloosa, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 9, 2004 | Apr 25, 2017 | no | MOBILE, AL|MOBILE, AL|TUSCALOOSA, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 12, 2025 | Jul 28, 2025 | -15 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 25, 2017 | May 2, 2017 | 7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:793:AL:2025-08-06 | Aug 12, 2025 | Jul 28, 2025 | TUSCALOOSA, AL | Firm change |
| 7691:6363:AL:2017-04-25 | Apr 25, 2017 | May 2, 2017 | TUSCALOOSA, AL | Firm change |