DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mackenzie Investments Asia Limited
Latest filing Mar 30, 2026
First filing on the tape Nov 17, 2016 · 18 filings
SEC status approved since Dec 6, 2016
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.5B as of Mar 30, 2026
Mar 31, 2017$1.7B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20170 then
Employees (5.A)13 as of Mar 30, 2026
Mar 31, 201712 then
Private funds: no history
RAUM +19% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $317MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B73%
- State and municipal entities$685M27%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ying Du · Directorcontrolsince 01/2021 · owns less than 5%
- Wendy Wai Ting Kwok · Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- Martin Sean Laphen · Directorcontrolsince 03/2024 · owns less than 5%
- Carolyn Lesley Marks · Directorcontrolsince 01/2021 · owns less than 5%
- Peter Nicholas Scott · Director & Senior Vice President, Portfolio Manager, Head Of Asian Equities And Directorcontrolsince 07/2014 · owns less than 5%
- Lars Nicholas Westlind · Directorcontrolsince 01/2021 · owns less than 5%
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Albert Gary Doer · Trusteecontrolsince 05/2023 · owns F of The Desmarais Family Residuary Trust
- James Gregory Fleming · Trusteecontrolsince 02/2024 · owns F of The Desmarais Family Residuary Trust
- Sophie Desmarais · Trusteesince 03/2018 · owns F of The Desmarais Family Residuary Trust
Entity owners
- Mackenzie Investments Europe Limited · Shareholderdirect · owns 50% to 75%
- Igm Financial Inc. · Shareholderindirect · owns 75% or more of Mackenzie Inc.
- Mackenzie Inc. · Shareholderindirect · owns 75% or more of Mackenzie Investments
- Mackenzie Investments · Shareholderindirect · owns F of Mackenzie Investments Europe Limited
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Power Financial Corporation
- Power Financial Corporation · Shareholderindirect · owns 50% to 75% of Igm Financial Inc.
- The Desmarais Family Residuary Trust · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
Related persons
Schedule D 7.A
- Canada Life Investment Management, Ltd.investment adviserbankpooled vehicle sponsorn
- Counsel Portfolio Services Inc.investment adviserbankn
- I.G. Insurance Services Inc.real estaten
- I.G. Investment Management, Ltd.investment adviserpooled vehicle sponsorn
- Investors Group Financial Services Inc.broker-dealerreal estaten
- Investors Group Securities Inc.broker-dealern
- Investors Group Trust Co. Ltd.n
- Ipc Investment Corporationbroker-dealern
- Ipc Securities Corporationbroker-dealern
- Mackenzie Em Funds Management (Cayman) Ltd.pooled vehicle sponsorn
- Mackenzie Investmentsbroker-dealerinvestment adviserbankpooled vehicle sponsoryRAUM $195B
- Mackenzie Investmentsinvestment adviserbanknRAUM $18B
- Mackenzie Investments Europe Limitedinvestment adviseryRAUM $5.3B
- Memls Fund Management (Cayman) Ltd.pooled vehicle sponsorn
- Mmlp Gp Inc.pooled vehicle sponsorn
Advisers that list Mackenzie Investments Asia Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 27% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 9.1 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.1B to $2.5BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.6B to $1.8BMar 28, 2025 to Mar 30, 2026
- RAUM · $2.1B to $2.5BMar 28, 2025 to Mar 30, 2026
- Accounts · 8 to 7May 2, 2024 to Mar 28, 2025
- Advisory employees · 9 to 7May 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 5May 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 2, 2024 to Mar 28, 2025
- HQ state · unset to May 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.1BMay 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.6B to $1.6BMay 2, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.1BMay 2, 2024 to Mar 28, 2025
- Accounts · 11 to 8Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 6Mar 31, 2023 to Mar 28, 2024
- Assets in custody · 0.0 to unsetMar 31, 2023 to Mar 28, 2024
- Custody of client assets · true to falseMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.2B to $2.2BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.7B to $1.6BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.2B to $2.2BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 8 to 9Mar 30, 2022 to Mar 31, 2023
- Employees · 12 to 13Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.7B to $2.2BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.1B to $1.7BMar 30, 2022 to Mar 31, 2023
- RAUM · $2.7B to $2.2BMar 30, 2022 to Mar 31, 2023
- Accounts · 12 to 11Mar 31, 2021 to Mar 30, 2022
- Advisory activities · 3 to 2Mar 31, 2021 to Mar 30, 2022
- Employees · 13 to 12Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.7B to $2.7BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $2.1B to $2.1BMar 31, 2021 to Mar 30, 2022
- RAUM · $2.7B to $2.7BMar 31, 2021 to Mar 30, 2022
- Accounts · 11 to 12Apr 24, 2020 to Mar 31, 2021
- Advisory employees · 10 to 8Apr 24, 2020 to Mar 31, 2021
- Pooled vehicle clients · 8 to 9Apr 24, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.5B to $2.7BApr 24, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.9B to $2.1BApr 24, 2020 to Mar 31, 2021
- RAUM · $2.5B to $2.7BApr 24, 2020 to Mar 31, 2021
- Advisory employees · 8 to 10Feb 5, 2020 to Mar 30, 2020
- Assets in custody · $965,304 to $0Feb 5, 2020 to Mar 30, 2020
- Employees · 11 to 13Feb 5, 2020 to Mar 30, 2020
Signals
15 dated events
- Albert Gary Doer (Trustee) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 28, 2024 · Control person joined · fact
- James Gregory Fleming (Trustee) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 28, 2024 · Control person joined · fact
- Martin Sean Laphen (Director) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 28, 2024 · Control person joined · fact
- Guy Fortin (Trustee) no longer on Schedule A of Mackenzie Investments Asia Limited (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Joseph David Coyle (Director) no longer on Schedule A of Mackenzie Investments Asia Limited (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michel Plessis-Belair (Trustee) no longer on Schedule A of Mackenzie Investments Asia Limited (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Joseph David Coyle (Director) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 31, 2021 · Control person joined · fact
- Carolyn Lesley Marks (Director) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 31, 2021 · Control person joined · fact
- Ying Du (Director) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 31, 2021 · Control person joined · fact
- Lars Nicholas Westlind (Director) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 31, 2021 · Control person joined · fact
- Hosi Tony Elavia (Director And Chair Of The Board) no longer on Schedule A of Mackenzie Investments Asia Limited (listed 2020-04-24, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Chun Po Li (Director, Secretary, Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of Mackenzie Investments Asia Limited (listed 2020-02-05, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Wendy Wai Ting Kwok (Chief Compliance Officer) appeared on Schedule A of Mackenzie Investments Asia LimitedMar 30, 2020 · Control person joined · fact
- Mackenzie Investments Asia Limited reported RAUM $2.5B, up 48% from $1.7B (2017-07-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- I.G. Investment Management (Hong Kong) Limited filed its initial SEC registration (Form ADV)Nov 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- MACKENZIEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011-852-2918-9866reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026