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RIA / WealthAdvisor21 years in industry

JOEL ANGEL PALATNIK

Advisor at MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MO | PLANTATION, FL

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Search this name across graphsid dfx:ria:94d8ba0a-5ecc-fade-8e28-cb3caeba0dc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 14, 2005
First registration: Apr 29, 2005
Dual registered: no
IAPD individual key: 3147356

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Mar 25, 2026	n/a	yes	PLANTATION, FL\|KANSAS CITY, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 22, 2017	Jan 17, 2018	no	PLANTATION, FL	Previous registration
LWM ADVISORY SERVICES, LLC	Former SEC adviser	Aug 7, 2015	Aug 31, 2026	no	PLANTATION, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 11, 2014	Aug 3, 2015	no	MIAMI, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 30, 2008	Dec 8, 2014	no	MIAMI, FL\|MIAMI, FL\|PLANTATION, FL	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Mar 29, 2007	Jul 27, 2007	no	CORAL GABLES, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 29, 2005	Jan 16, 2007	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LWM ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Aug 31, 2026	Dec 22, 2017	-3,174	Firm change after gap	RIA to RIA
LPL FINANCIAL LLC	MODERN WEALTH MANAGEMENT, LLC	Jan 17, 2018	Mar 25, 2026	2,989	Firm change after gap	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LWM ADVISORY SERVICES, LLC	Aug 3, 2015	Aug 7, 2015	4	Firm change	Other
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 8, 2014	Dec 11, 2014	3	Firm change	Other
ESI FINANCIAL ADVISORS	LPL FINANCIAL LLC	Jul 27, 2007	May 30, 2008	308	Firm change	Other
MSI FINANCIAL SERVICES, INC.	ESI FINANCIAL ADVISORS	Jan 16, 2007	Mar 29, 2007	72	Firm change	Other

Relationships

Registered with (6)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ LWM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 7, 2015 to Aug 31, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 22, 2017 to Jan 17, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 11, 2014 to Aug 3, 2015factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 29, 2007 to Jul 27, 2007factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2005 to Jan 16, 2007factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
Joel Angel Palatnik left Lwm Advisory Services, Llc for Lpl Financial Llc (registered 2017-12-22)
Form ADVobserved 5 days ago