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CRD 172009
PLANTATION, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUBOSE, TONY, EDWARD | President | F | yes | 04/1997 | Jul 11, 2014 | Mar 12, 2024 |
| DUBOSE, TONY, EDWARD | Trustee | E | yes | 01/2016 | Jul 11, 2014 | Mar 12, 2024 |
| DUBOSE, TONY, EDWARD | MANAGER, CIO | Na | yes | 06/2014 | Jul 11, 2014 | Mar 12, 2024 |
| LEGACY WEALTH MANAGEMENT INC. | Member | E | yes | 06/2014 | Jul 11, 2014 | Mar 12, 2024 |
| TONY E. DUBOSE DECLARATION TRUST | Shareholder | E | yes | 01/2016 | Mar 11, 2016 | Mar 12, 2024 |
| REYMANN, II, THOMAS, GREGORY | CHIEF COMPLIANCE OFFICER | Na | no | 06/2021 | Jun 14, 2021 | Mar 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LEGACY WEALTH MANAGEMENT, INC. | n/a | n/a | n/a | Y | yes | n/a |
| LEGACY WEALTH MANAGEMENT, INC. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 3, 2026 | $1.1B | $810M | 10 | 8 | 2 | n/a | n/a |
| 2024 | Mar 24, 2025 | $838M | $662M | 10 | 8 | 2 | n/a | n/a |
| 2023 | Mar 12, 2024 | $695M | $552M | 9 | 8 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $597M | $503M | 9 | 8 | 0 | n/a | n/a |
| 2021 | Mar 1, 2022 | $502M | $484M | 9 | 8 | 0 | n/a | n/a |
| 2020 | Apr 30, 2021 | $405M | $389M | 8 | 7 | 0 | n/a | n/a |
| 2019 | Mar 2, 2020 | $340M | $328M | 8 | 7 | 1 | n/a | n/a |
| 2018 | Mar 19, 2019 | $284M | $273M | 10 | 8 | 2 | n/a | n/a |
| 2017 | Mar 29, 2018 | $258M | $250M | 11 | 9 | 2 | n/a | n/a |
| 2016 | Mar 27, 2017 | $203M | $191M | 11 | 9 | n/a | n/a | n/a |
| 2015 | Mar 11, 2016 | $131M | $123M | 7 | 6 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $104M | $98.9M | 6 | 5 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 8 | -8 | n/a | 0 | 7 | 0 | 0 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $838M | 30.2% | $597M | 22.3% | 10 | 10 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | 5 | Jul 31, 2026 | Mar 24, 2026 | PLANTATION, FL | Firm absorbed | RIA to RIA | 71.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BB&T INVESTMENT SERVICES, INC. | 2 | Apr 15, 2016 | Apr 26, 2016 | FORT LAUDERDALE, FL | Team lift out | Other | 0.5% |
| LPL FINANCIAL LLC | 2 | Oct 30, 2015 | Aug 18, 2014 | PLANTATION, FL | Team lift out | Other | 0.0% |