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RIA / WealthAdvisor32 years in industry

NORMAN RALPH AUGER

Advisor at ALTA STRADA WEALTH MANAGEMENT

LINCOLN, NE

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Search this name across graphsid dfx:ria:94dfd25c-692e-9344-787a-7f209864ccd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 22, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTA STRADA WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 26, 1994
First registration: Oct 22, 1997
Dual registered: no
Other names: NORMAN AUGER
IAPD individual key: 2434378

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTA STRADA WEALTH MANAGEMENT	State registered	Nov 14, 2025	n/a	yes	LINCOLN, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 21, 2020	Dec 2, 2025	no	ELDON, IA\|Lincoln, NE\|LINCOLN, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 15, 2009	Feb 26, 2020	no	LINCOLN, NE\|LINCOLN, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 15, 2009	no	LINCOLN, NE	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 26, 2006	Jan 1, 2008	no	LINCOLN, NE\|ST. LOUIS, MO	Previous registration
PIPER SANDLER & CO.	Institutional manager	Oct 22, 1997	May 24, 2006	no	LINCOLN, NE\|LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ALTA STRADA WEALTH MANAGEMENT	Dec 2, 2025	Nov 14, 2025	-18	Firm change	Ibd to state RIA
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Feb 26, 2020	Feb 21, 2020	-5	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	May 15, 2009	May 15, 2009	0	Channel change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
PIPER SANDLER & CO.	A. G. EDWARDS & SONS, INC.	May 24, 2006	May 26, 2006	2	Firm change	Other

Relationships

Registered with (6)

→ ALTA STRADA WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 21, 2020 to Dec 2, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 15, 2009 to Feb 26, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 15, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 26, 2006 to Jan 1, 2008factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Oct 22, 1997 to May 24, 2006factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Norman Ralph Auger left Lpl Financial Llc for Alta Strada Wealth Management (registered 2025-11-14)
Form ADVobserved 6 days ago