RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• R•••• A••••
- A••• S••••• W••••• M••••••••• state registered currentsince Nov 14, 2025 · Lincoln, Ne
- L•• F•••••••• L•• BD affiliatedFeb 21, 2020 to Dec 2, 2025 · Eldon, Ia
- W•••• F•••• A••••••• wirehouseMay 15, 2009 to Feb 26, 2020 · Lincoln, Ne
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 15, 2009 · Lincoln, Ne
- A• G• E•••••• • S•••• I••• unclassifiedMay 26, 2006 to Jan 1, 2008 · Lincoln, Ne
- P•••• S•••••• • C•• institutionalOct 22, 1997 to May 24, 2006 · Lincoln, Ne
- L•• F•••••••• L•• to A••• S••••• W••••• M•••••••••left Dec 2, 2025, registered Nov 14, 2025 (-18 days) · Affiliated broker-dealer or bank to a state-registered adviser
- W•••• F•••• A••••••• to L•• F•••••••• L••left Feb 26, 2020, registered Feb 21, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 15, 2009, registered May 15, 2009 (0 days) · channel change inside one enterprise, not a move
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- P•••• S•••••• • C•• to A• G• E•••••• • S•••• I•••left May 24, 2006, registered May 26, 2006 (2 days) · Other
- N••••• R•••• A•••• left L•• F•••••••• L•• for A••• S••••• W••••• M••••••••• (registered 2025-11-14)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address