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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JAMES MURRAY PAUL

Advisor at GLADSTONE WEALTH PARTNERS

PALM BEACH GARDENS, FL | Dickson City, PA

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Search this name across graphsid dfx:ria:94e78b8d-90c6-6076-b99b-49dc86af7e2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLADSTONE WEALTH PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 14, 2003
First registration: Jan 9, 2008
Dual registered: yes, broker-dealer
Other names: JAMES MURRAY PAUL
IAPD individual key: 4648233

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLADSTONE WEALTH PARTNERS	Bd affiliated wealth	Oct 15, 2024	n/a	yes	PALM BEACH GARDENS, FL\|Dickson City, PA	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Sep 27, 2019	Nov 14, 2024	no	MORRISTOWN, NJ\|BLAKELY, PA\|New Milford, PA\|Dickson City, PA	Previous registration
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 31, 2012	Dec 31, 2019	no	OLYPHANT, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Dec 15, 2008	Jul 31, 2012	no	OLYPHANT, PA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 9, 2008	Dec 15, 2008	no	PHOENIX, AZ\|CLARKS SUMMIT, PA\|OLYPHANT, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	GLADSTONE WEALTH PARTNERS	Nov 14, 2024	Oct 15, 2024	-30	Firm change	Ibd to RIA
ADVANTAGE INVESTMENT MANAGEMENT, LLC	PRIVATE ADVISOR GROUP, LLC	Dec 31, 2019	Sep 27, 2019	-95	Firm change after gap	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Jul 31, 2012	Jul 31, 2012	0	Firm change	Other
SAGEPOINT FINANCIAL, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 15, 2008	Dec 15, 2008	0	Firm change	Other

Relationships

Registered with (5)

→ GLADSTONE WEALTH PARTNERSRegistered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Sep 27, 2019 to Nov 14, 2024factForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 31, 2012 to Dec 31, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Dec 15, 2008 to Jul 31, 2012factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 9, 2008 to Dec 15, 2008factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
James Murray Paul left Private Advisor Group, Llc for Gladstone Wealth Partners (registered 2024-10-15)
Form ADVobserved 5 days ago