DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Murray Paul

Gladstone Wealth PartnersBD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 4648233

Feed of 09/14/2026

Also filed as James Murray Paul

At current firm

1 y

since Oct 15, 2024

In the industry

23 y

since Apr 14, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gladstone Wealth Partners BD affiliated current
since Oct 15, 2024 · Palm Beach Gardens, Fl
Private Advisor Group, LLC BD affiliated
Sep 27, 2019 to Nov 14, 2024 · Morristown, Nj
Advantage Investment Management, LLC former
Jul 31, 2012 to Dec 31, 2019 · Olyphant, Pa
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Dec 15, 2008 to Jul 31, 2012 · Olyphant, Pa
Sagepoint Financial, Inc. former
Jan 9, 2008 to Dec 15, 2008 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Private Advisor Group, LLC to Gladstone Wealth Partners
left Nov 14, 2024, registered Oct 15, 2024 (-30 days) · Affiliated broker-dealer or bank to independent RIA
Advantage Investment Management, LLC to Private Advisor Group, LLC
left Dec 31, 2019, registered Sep 27, 2019 (-95 days) · RIA to RIA
National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLC
left Jul 31, 2012, registered Jul 31, 2012 (0 days) · Other
Sagepoint Financial, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Dec 15, 2008, registered Dec 15, 2008 (0 days) · Other

Signals

James Murray Paul left Private Advisor Group, Llc for Gladstone Wealth Partners (registered 2024-10-15)
Nov 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address