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Reading the graph
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Advisor at S••••• O•• S••••••••• I•••
Lancaster, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• O•• S••••••••• I••• | Bd affiliated wealth | Feb 27, 2023 | n/a | yes | Lancaster, PA | Current employment |
| F•••••••• A•••••••• L•• | Independent wealth | Feb 20, 2015 | Mar 9, 2023 | no | LANCASTER, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• L•• | S••••• O•• S••••••••• I••• | Mar 9, 2023 | Feb 27, 2023 | -10 | Firm change | RIA to ibd |
| J••••• M••••••••• S•••• L•• | F•••••••• A•••••••• L•• | Feb 23, 2015 | Feb 20, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116978:46947:PA:2023-03-09 | Mar 9, 2023 | Feb 27, 2023 | LANCASTER, PA | Firm change |
| J••••• M••••••••• S•••• L•• | Bd affiliated wealth | Jul 22, 2013 | Feb 23, 2015 | no | LANCASTER, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 5, 2012 | Jul 15, 2013 | no | LANCASTER, PA | Previous registration |
| -3 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••••• M••••••••• S•••• L•• | Jul 15, 2013 | Jul 22, 2013 | 7 | Firm change | Other |