DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David A Over
Feed of 09/14/2026
Also filed as David Over
At current firm
3 y
since Feb 27, 2023
In the industry
14 y
since Apr 3, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Feb 27, 2023 · Lancaster, Pa
- Faithward Advisors, LLC independent RIAFeb 20, 2015 to Mar 9, 2023 · Lancaster, Pa
- Janney Montgomery Scott LLC BD affiliatedJul 22, 2013 to Feb 23, 2015 · Lancaster, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 5, 2012 to Jul 15, 2013 · Lancaster, Pa
Moves
a registration end followed by a registration begin elsewhere
- Faithward Advisors, LLC to Silver Oak Securities, Inc.left Mar 9, 2023, registered Feb 27, 2023 (-10 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Janney Montgomery Scott LLC to Faithward Advisors, LLCleft Feb 23, 2015, registered Feb 20, 2015 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Janney Montgomery Scott LLCleft Jul 15, 2013, registered Jul 22, 2013 (7 days) · Other
Signals
- David A Over left Faithward Advisors, Llc for Silver Oak Securities, Inc. (registered 2023-02-27)Mar 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address