DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jackson National Asset Management, LLC
Latest filing May 26, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Jan 8, 2001
RAUM
$246B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
156
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$246B as of May 26, 2026
Mar 30, 2012$9.0B then
HNW client RAUM$0 as of May 26, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 30, 20120 then
Employees (5.A)156 as of May 26, 2026
Mar 28, 2013150 then
Private funds1 as of Mar 28, 2024
Mar 30, 20122 then
RAUM -3.1% over the last fiscal year+3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$246B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 134reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Jnl/Ivy Asset Strategy Fund Ltd.no longer reported | Other Private Fund | $228M | 1 | Mar 28, 2014 |
| Jnl/Blackrock Commodity Securities Strategy Fund Ltd.no longer reported | Other Private Fund | $76.2M | 1 | Mar 28, 2014 |
| Jnl/Aqr Managed Futures Strategy Fund Ltd.no longer reported | Other Private Fund | $51.8M | 1 | Mar 30, 2012 |
| Jnl/Blackrock Global Allocation Fund Ltd.no longer reported | Other Private Fund | $50.1M | 1 | Mar 30, 2012 |
| Jnl/Neuberger Berman Commodity Strategy Fund Ltd.no longer reported | Other Private Fund | $15.1M | 1 | Nov 11, 2014 |
| Jnl/Aqr Risk Parity Fund Ltd.no longer reported | Other Private Fund | $3.9M | 1 | Mar 28, 2014 |
| Jnl/Eaton Vance Global Macro Absolute Return Advantage Fund Ltd.no longer reported | Other Private Fund | $1.1M | 1 | Mar 29, 2019 |
| Jnl/Ab Dynamic Asset Allocation Fund Ltd.no longer reported | Other Private Fund | $178,446 | 1 | Mar 27, 2015 |
| Jnl/Vaneck International Gold Fund Ltd.no longer reported | Other Private Fund | $108,696 | 1 | Mar 28, 2014 |
| Jnl Multi-Manager Alternative Fund (Boston Partners) Ltd. | Other Private Fund | $0 | 1 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Adam Eric Bjornson · Senior Vice President, Operationscontrolsince 03/2022 · owns less than 5%
- James Garett Childs · Vice President & Chief Financial Officercontrolsince 08/2021 · owns less than 5%
- Dilip Devkumar Ganguly · Managing Board Membercontrolsince 01/2023 · owns less than 5%
- Jay Scott Golde · Managing Board Membercontrolsince 01/2023 · owns less than 5%
- Joseph Richard Gorman · Chief Compliance Officer & Senior Vice Presidentcontrolsince 08/2018 · owns less than 5%
- Peter William Harding · Senior Vice President & Chief Investment Officercontrolsince 07/2014 · owns less than 5%
- William Daniel Koors · Chief Operating Officer & Senior Vice Presidentcontrolsince 04/2011 · owns less than 5%
- Daniel Mark Nerud · President & Chief Executive Officer; Managing Board Member & Chaircontrolsince 01/2007 · owns less than 5%
- Russ Alison Reed · Managing Board Membercontrolsince 06/2016 · owns less than 5%
- Soon Susan Rhee · Secretary, Svp & General Counselcontrolsince 11/2000 · owns less than 5%
- Lee Kristan Richardson · Assistant Secretarycontrolsince 12/2014 · owns less than 5%
Entity owners
- Jackson National Life Insurance Company · Sole Memberdirect · owns 75% or more
- Brooke Life Insurance Company · Sole Shareholderindirect · owns 75% or more of Jackson National Life Insurance Company
- Jackson Financial Inc. · Sole Shareholderindirect · owns 75% or more of Jackson Holdings LLC · public reporting company
- Jackson Holdings LLC · Sole Shareholderindirect · owns 75% or more of Brooke Life Insurance Company
Related persons
Schedule D 7.A
- Brooke Life Insurance Companyreal estaten
- Jackson National Life Distributors LLCbroker-dealern
- Jackson National Life Insurance Companyreal estatey
- Jackson National Life Insurance Company Of New Yorkreal estaten
- Ppm America Incinvestment adviserbanknRAUM $94B
- Ppm Loan Management Company 2, LLCinvestment advisernRAUM $2.7B
- Ppm Pomona Capital Partners, LLCinvestment adviserpooled vehicle sponsorn
Advisers that list Jackson National Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL13 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $261B to $246BMar 30, 2026 to May 26, 2026
- RAUM · $261B to $246BMar 30, 2026 to May 26, 2026
- Advisory activities · 3 to 2Sep 16, 2025 to Mar 30, 2026
- Employees · 160 to 156Sep 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $257B to $261BSep 16, 2025 to Mar 30, 2026
- RAUM · $257B to $261BSep 16, 2025 to Mar 30, 2026
- Accounts · 137 to 134Mar 28, 2025 to Sep 16, 2025
- Discretionary RAUM · $254B to $257BMar 28, 2025 to Sep 16, 2025
- RAUM · $254B to $257BMar 28, 2025 to Sep 16, 2025
- Accounts · 132 to 137May 31, 2024 to Mar 28, 2025
- Pooled vehicle clients · 1 to 0May 31, 2024 to Mar 28, 2025
- Employees · 164 to 160May 31, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $247B to $254BMay 31, 2024 to Mar 28, 2025
- RAUM · $247B to $254BMay 31, 2024 to Mar 28, 2025
- Private funds · 1 to unsetMar 28, 2024 to May 31, 2024
- Employees · 176 to 164Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $223B to $247BMar 30, 2023 to Mar 28, 2024
- RAUM · $223B to $247BMar 30, 2023 to Mar 28, 2024
- Accounts · 131 to 132Mar 30, 2022 to Mar 30, 2023
- BD registered reps · 2 to 9Mar 30, 2022 to Mar 30, 2023
- Employees · 170 to 176Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $285B to $223BMar 30, 2022 to Mar 30, 2023
- RAUM · $285B to $223BMar 30, 2022 to Mar 30, 2023
- Accounts · 142 to 131Oct 14, 2021 to Mar 30, 2022
- Employees · 181 to 170Oct 14, 2021 to Mar 30, 2022
- Discretionary RAUM · $261B to $285BOct 14, 2021 to Mar 30, 2022
- RAUM · $261B to $285BOct 14, 2021 to Mar 30, 2022
- Accounts · 164 to 142Apr 24, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 1Apr 24, 2020 to Mar 30, 2021
- Employees · 179 to 181Apr 24, 2020 to Mar 30, 2021
- Private funds · 3 to 1Apr 24, 2020 to Mar 30, 2021
- Discretionary RAUM · $237B to $261BApr 24, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $16.2M to $0Apr 24, 2020 to Mar 30, 2021
- RAUM · $237B to $261BApr 24, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $17.0M to $16.2MMar 30, 2020 to Apr 24, 2020
- Accounts · 30 to 164Mar 29, 2019 to Mar 30, 2020
- Pooled vehicle clients · 0 to 3Mar 29, 2019 to Mar 30, 2020
- Employees · 180 to 179Mar 29, 2019 to Mar 30, 2020
- Private funds · 8 to 3Mar 29, 2019 to Mar 30, 2020
Signals
10 dated events
- Jay Scott Golde (Managing Board Member) appeared on Schedule A of Jackson National Asset Management, LlcMar 30, 2023 · Control person joined · fact
- Dilip Devkumar Ganguly (Managing Board Member) appeared on Schedule A of Jackson National Asset Management, LlcMar 30, 2023 · Control person joined · fact
- Chadwick Paul Myers (Managing Board Member & Chairman) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Olan Bradley Harris (Managing Board Member) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Alan Michael Costello (Managing Board Member) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Jackson National Asset Management, Llc reported RAUM $237.1B, up 650% from $31.6B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Adam Eric Bjornson (Vice President - Operations) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Kristin Mia Nelson (Assistant Vice President - Tax) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- J Emily Bennett (Assistant Vice President - Legal) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Brendan Joseph O'Boyle (Vice President) no longer on Schedule A of Jackson National Asset Management, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jackson-national-asset-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 517-381-5500reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026