DFX Intelligence

E•••• A• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

E•••• A• D••••••••

Advisor at M••••• S••••••

Charlotte, NC | Linville, NC

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Search this name across graphsid dfx:ria:952c022f-9ba9-fade-ced6-7049bc2bb52f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 30, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 25, 2025	n/a	yes	Charlotte, NC\|Charlotte, NC\|Linville, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 13, 2015	Sep 30, 2025	no	CHARLOTTE, NC\|Charlotte, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Sep 30, 2025	Sep 25, 2025	-5	Firm change	Wirehouse to wirehouse
C••••••• F•••••••• A•••••••	W•••• F•••• A•••••••	Apr 14, 2015	Apr 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:NC:2025-09-30	Sep 30, 2025	Sep 25, 2025	CHARLOTTE, NC	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 13, 2015 to Sep 30, 2025factForm ADV
→ C••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 21, 2003 to Apr 14, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
E•••• A• D•••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:952c022f-9ba9-fade-ced6-7049bc2bb52f
First observed: Oct 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.