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Feed of 09/14/2026
Also filed as E•••• Archibald D••••••••
At current firm
0 y
since Sep 25, 2025
In the industry
45 y
since Apr 30, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 25, 2025 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseApr 13, 2015 to Sep 30, 2025 · Charlotte, Nc
- C••••••• F•••••••• A••••••• formerOct 21, 2003 to Apr 14, 2015 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseOct 14, 2003 to Oct 21, 2003 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Sep 30, 2025, registered Sep 25, 2025 (-5 days) · Wirehouse to wirehouse · moved with a team
- C••••••• F•••••••• A••••••• to W•••• F•••• A•••••••left Apr 14, 2015, registered Apr 13, 2015 (-1 days) · Other
- W•••• F•••• A••••••• to C••••••• F•••••••• A•••••••left Oct 21, 2003, registered Oct 21, 2003 (0 days) · Other
Signals
- E•••• A• D•••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-09-25)Sep 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address