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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JOHN CHRISTOPHER ESTES

Advisor at HUNTINGTON FINANCIAL ADVISORS

Avon Lake, OH | WESTLAKE, OH | Westlake, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:954253c4-c1fd-a7b0-7d05-275579ee7343

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2011 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Nov 22, 2011
First registration: Nov 23, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5959639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 1, 2026	n/a	yes	Avon Lake, OH\|Westlake, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Feb 1, 2017	n/a	yes	WESTLAKE, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 27, 2013	Feb 1, 2017	no	MIDDLEFIELD, OH\|NORTH OLMSTED, OH\|WARRENSVILLE HEIGHTS, OH\|SHAKER HEIGHTS, OH\|LYNDHURST, OH\|CLEVELAND HEIGHTS, OH\|TWINSBURG, OH\|MIDDLEFIELD, OH\|AKRON, OH\|CHAGRIN FALLS, OH\|STRONGSVILLE, OH\|RAVENNA, OH\|CHESTERLAND, OH\|MIDDLEBURG HEIGHTS, OH\|CUYAHOGA FALLS, OH\|ROCKY RIVER, OH\|WESTLAKE, OH\|STRONGSVILLE, OH	Previous registration
MORGAN STANLEY	Wirehouse	Nov 23, 2011	Aug 3, 2012	no	Cleveland, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	HUNTINGTON FINANCIAL ADVISORS	Feb 1, 2017	Feb 1, 2017	0	Bulk transfer	Other
MORGAN STANLEY	LPL FINANCIAL LLC	Aug 3, 2012	Sep 27, 2013	420	Firm change after gap	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Feb 1, 2017 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 27, 2013 to Feb 1, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 23, 2011 to Aug 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:954253c4-c1fd-a7b0-7d05-275579ee7343
First observed: Nov 23, 2011
Last observed: Sep 18, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN CHRISTOPHER ESTES

Advisor at HUNTINGTON FINANCIAL ADVISORS

Avon Lake, OH | WESTLAKE, OH | Westlake, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:954253c4-c1fd-a7b0-7d05-275579ee7343

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jul 1, 2026

n/a

yes

Avon Lake, OH|Westlake, OH

Current employment

HUNTINGTON FINANCIAL ADVISORS

Bd affiliated wealth

Feb 1, 2017

n/a

yes

WESTLAKE, OH

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Sep 27, 2013

Feb 1, 2017

Previous registration

MORGAN STANLEY

Wirehouse

Nov 23, 2011

Aug 3, 2012

Cleveland, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

HUNTINGTON FINANCIAL ADVISORS

Feb 1, 2017

Bulk transfer

Other

MORGAN STANLEY

LPL FINANCIAL LLC

Aug 3, 2012

Sep 27, 2013

420

Firm change after gap

Other