DFX Intelligence

E•••••••• A•• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

E•••••••• A•• H••••

Advisor at R•••••• J•••• • A••••••••• I•••

Carmel, IN | Fountaintown, IN

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Search this name across graphsid dfx:ria:9549a69d-ff8d-5202-34a1-813e39891b2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 23, 2025	n/a	yes	Carmel, IN\|Fountaintown, IN	Current employment
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 24, 2020	Jul 29, 2025	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• S••••••• A•••••••	R•••••• J•••• • A••••••••• I•••	Jul 29, 2025	Jul 23, 2025	-6	Firm change	Ibd to ibd
T••••••• S••••••• F••••••••	T••••••• S••••••• A•••••••	Jul 6, 2021	Aug 24, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
8478:299201:IN:2021-07-06	Jul 6, 2021	Aug 24, 2020	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ T••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Aug 24, 2020 to Jul 29, 2025factForm ADV
→ T••••••• S••••••• F••••••••Registered adviserregistration: previous registration
Jun 1, 2011 to Jul 6, 2021factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9549a69d-ff8d-5202-34a1-813e39891b2e
First observed: Sep 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.