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Reading the graph
Advisor at NATURAL INVESTMENTS
WINDSOR, CA | HOPEWELL JUNCTION, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATURAL INVESTMENTS | Independent wealth | Apr 26, 2021 | n/a | yes | HOPEWELL JUNCTION, NY|WINDSOR, CA | Current employment |
| SRI INVESTING | n/a | Jul 10, 2015 | Oct 13, 2017 | no | HOPEWELL JUNCTION, NY|MADISON, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 14, 2011 | Jul 17, 2013 | no | POUGHKEEPSIE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SRI INVESTING | NATURAL INVESTMENTS | Oct 13, 2017 | Apr 26, 2021 | 1,291 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SRI INVESTING | Jul 17, 2013 | Jul 10, 2015 | 723 | Firm change after gap | Other |