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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ALAN WALTON SHARPE

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | Woburn, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95766009-fd51-36cf-d52e-10b255f67847

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 3, 1990
First registration: Sep 21, 2009
Dual registered: yes, broker-dealer
Other names: ALAN W SHARPE|ALAN SHARPE
IAPD individual key: 2011593

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Oct 26, 2023	n/a	yes	GLEN ALLEN, VA\|Woburn, MA	Current employment
ARTHUR WOOD INVESTMENT ADVISORS CORP	n/a	Dec 9, 2020	Oct 31, 2023	no	BOSTON, MA	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Mar 28, 2016	Dec 18, 2019	no	BOSTON, MA\|BOSTON, MA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 21, 2009	Mar 23, 2016	no	BURLINGTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARTHUR WOOD INVESTMENT ADVISORS CORP	CAPITOL SECURITIES MANAGEMENT, INC.	Oct 31, 2023	Oct 26, 2023	-5	Firm change	Other
MOORS & CABOT, INC	ARTHUR WOOD INVESTMENT ADVISORS CORP	Dec 18, 2019	Dec 9, 2020	357	Firm change	Other
RBC CAPITAL MARKETS, LLC	MOORS & CABOT, INC	Mar 23, 2016	Mar 28, 2016	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
307300:14169:MA:2023-10-31	Oct 31, 2023	Oct 26, 2023	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ ARTHUR WOOD INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Dec 9, 2020 to Oct 31, 2023factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Mar 28, 2016 to Dec 18, 2019factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 21, 2009 to Mar 23, 2016factForm ADV

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
Alan Walton Sharpe left Arthur Wood Investment Advisors Corp for Capitol Securities Management, Inc. (registered 2023-10-26)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95766009-fd51-36cf-d52e-10b255f67847
First observed: Sep 21, 2009
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALAN WALTON SHARPE

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | Woburn, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95766009-fd51-36cf-d52e-10b255f67847

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITOL SECURITIES MANAGEMENT, INC.

Independent wealth

Oct 26, 2023

n/a

yes

GLEN ALLEN, VA|Woburn, MA

Current employment

ARTHUR WOOD INVESTMENT ADVISORS CORP

n/a

Dec 9, 2020

Oct 31, 2023

BOSTON, MA

Previous registration

MOORS & CABOT, INC

Bd affiliated wealth

Mar 28, 2016

Dec 18, 2019

BOSTON, MA|BOSTON, MA

Previous registration

RBC CAPITAL MARKETS, LLC

National bd RIA

Sep 21, 2009

Mar 23, 2016

BURLINGTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ARTHUR WOOD INVESTMENT ADVISORS CORP

CAPITOL SECURITIES MANAGEMENT, INC.

Oct 31, 2023

Oct 26, 2023

-5

Firm change

Other

MOORS & CABOT, INC

ARTHUR WOOD INVESTMENT ADVISORS CORP

Dec 18, 2019

Dec 9, 2020

357

Firm change

Other

RBC CAPITAL MARKETS, LLC

MOORS & CABOT, INC

Mar 23, 2016

Mar 28, 2016

Firm change

Other

Team

Left

Joined

From

Kind

307300:14169:MA:2023-10-31

Oct 31, 2023

Oct 26, 2023

BOSTON, MA

Firm change