DFX Intelligence

H•••• E••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

H•••• E••• C••••••

Advisor at R•••• F••• M••••••••• L••

LADY LAKE, FL | Beaumont, TX

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Search this name across graphsid dfx:ria:9579a0b1-2580-ca83-15d3-3352d1718d89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F••• M••••••••• L••	Independent wealth	Jun 10, 2021	n/a	yes	Beaumont, TX\|LADY LAKE, FL	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jun 30, 2017	Jun 28, 2021	no	Beaumont, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	R•••• F••• M••••••••• L••	Jun 28, 2021	Jun 10, 2021	-18	Firm change	Ibd to RIA
H••••• I••••••••• M••••••••• L••	A• W••••• M••••••••• L••	Jul 3, 2017	Jun 30, 2017

Relationships

Registered with (5)

→ R•••• F••• M••••••••• L••Registered adviserregistration: current employment
Jun 10, 2021 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 30, 2017 to Jun 28, 2021factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 27, 2012 to Jul 3, 2017factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9579a0b1-2580-ca83-15d3-3352d1718d89
First observed: Oct 17, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.